1. Secretarial Audit (Form MR-3) – Companies Act, 2013
o Mandatory for Listed Companies, Public Companies with Paid-up Capital ≥ ₹50 Cr, or Turnover ≥ ₹250 Cr
o Ensuring Compliance with Companies Act, SEBI Regulations, FEMA, and Other Applicable Laws

2. Compliance Audit
o Verification of Compliance with Corporate Laws, SEBI Regulations, and Industry-Specific Laws
o Conducting Periodic Compliance Reviews and Governance Audits
 

3. Corporate Governance Audit
o Assessment of Corporate Governance Practices in Listed and Large Public Companies
o Review of Board Functioning, Committee Structures, and Investor Protection Measures
 

4. Due Diligence Audit
o Legal and Secretarial Due Diligence for Mergers, Acquisitions, Takeovers, and Investments
o Verification of Regulatory Compliances Before Major Transactions
 

5. Annual Return Certification (MGT-8) – Companies Act, 2013
o Certification of Annual Returns for Listed Companies and Specific Private & Public Companies
 

6. Reconciliation of Share Capital Audit (SEBI Regulations)
o Verification of Share Capital with Depository Records for Listed Companies
o Ensuring Compliance with SEBI (LODR) Regulations
 

7. Stock Exchange & SEBI Compliance Audit
o LODR (Listing Obligations & Disclosure Requirements) Compliance for Listed Companies
o Insider Trading Regulations & Takeover Code Audit
 

8. FEMA & FDI Compliance Audit
o Ensuring Adherence to Foreign Exchange Management Act (FEMA) Regulations
o FDI Compliance Audit for Foreign Investments & ECB Reporting
 

9. Limited Liability Partnership (LLP) Compliance Audit – LLP Act, 2008
o Compliance Verification of LLP Agreements, Financial Disclosures, and ROC Filings
o Statement of Accounts & Solvency Audit (Form 8)

10. Environmental, Social & Governance (ESG) Audit
o Compliance with Environmental & Social Governance Reporting Norms
o Ensuring Sustainable Business Practices in Corporates

11. Corporate Social Responsibility (CSR) Audit
o CSR Fund Utilization & Project Implementation Compliance as per Section 135 of Companies Act, 2013
o Ensuring Compliance with CSR Reporting & Contribution Requirements

12. Labour Law & HR Compliance Audit
o Ensuring Compliance with EPF, ESI, Gratuity, and Other Labour Laws
o Prevention of Sexual Harassment (POSH) Compliance Audit

13. RBI & NBFC Compliance Audit
o Audit for Non-Banking Financial Companies (NBFCs) & Reporting to RBI
o Compliance with RBI Guidelines on Foreign Transactions & Lending Practices

14. Depository Participant (DP) Audit
o Ensuring Compliance with NSDL/CDSL Regulations for Depository Participants

15. Intellectual Property Rights (IPR) Compliance Audit
o Trademark, Copyright, and Patent Compliance Audit for Companies

16. Cyber Security & Data Protection Compliance Audit
o Ensuring Compliance with IT Act, 2000 & Data Protection Regulations

17. Forensic & Fraud Investigation Audit
o Investigation of Corporate Frauds, Whistleblower Complaints, and Insider Trading Violations

18. Internal Audit & Risk Management Compliance
o Internal Audit & Risk Assessment for Companies to Identify Governance & Compliance Gaps

19. Winding-Up & Liquidation Compliance Audit
o Ensuring Regulatory Compliance for Companies Undergoing Winding-Up Procedures